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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-01 |
| OH | RA | APPROVED | 2019-01-18 |
Branch Locations
5971 Leavitt Road, Lorain, OH 44053 • United States
34385 Center Ridge Rd, North Ridgeville, OH 44039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vantage Financial Group | Independence | OH | 08/2013 | 07/2017 |
| Cetera Advisor Networks Llc | Independence | OH | 09/2013 | 07/2017 |
| Pnc Investments | Strongville | OH | 08/2017 | 10/2018 |
| Pnc Bank | Strongville | OH | 08/2017 | 10/2018 |
| Jp Morgan Securities, Llc | Strongville | OH | 10/2018 | Present |
| Jp Morgan Chase Bank, N.A. | Strongville | OH | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-19 |
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