Basil Barouki

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 05/2013 → 01/2020
  Bank Of America, N.A.
  Walnut Creek, CA
• 01/2020 → Present
  Wells Fargo Clearing Services
  Walnut Creek, CA
• 01/2020 → Present
  Wells Fargo Bank
  Walnut Creek, CA

Previous Registrations

• 2013-11-14 → 2020-01-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA

Other Businesses

LFG FITNESS, LLC; NOT INV. RELATED; CARLSBAD,CA; 10% OWNERSHIP; START DATE 12/01/2021; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; COMMUNITY FITNESS APP.| SPICE RAGS LLC; INV RELATED; WALNUT CREEK, CA; 100% OWNERSHIP; START DATE 08/01/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2013-11-13

Other Names

• Basil El Barouki
• Basil F Barouki