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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-04
SC RA APPROVED 2018-06-01
  • TX RA
    APPROVED
    Since 2018-06-04
  • SC RA
    APPROVED
    Since 2018-06-01

Branch Locations

355 S Main St, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Columbia SC 10/2015 11/2016
Wells Fargo Clearing Services, Llc Columbia SC 11/2016 02/2017
Raymond James And Associates Columbia SC 02/2017 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 05/2018 Present
Burroughs And Chapin Myrtle Beach SC 02/2018 05/2018
Bank Of America, N.A. Greenville SC 05/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-20
  • S66 Uniform Combined State Law Examination
    2014-10-20
Other Names
  • Lindsey Sisk
  • Lindsey K Sisk

View on SEC IAPD

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