Michael Thomas Sanzone

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 07/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 12/2016 → 07/2019
  Bank Of America, N.A.
  Jacksonville, FL
• 08/2019 → 09/2024
  Ubs Financial Services, Inc.
  Paramus, NJ
• 09/2024 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 11/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2019-08-01 → 2024-09-17
  Ubs Financial Services Inc.
  New York, NY
  Paramus, NJ
  New York, NY
  Hoboken, NJ
• 2017-01-10 → 2019-08-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2017-01-06

Other Names

• Michael Thomas Sanzone
• Michael Sanzone