Misty Ann Kaufman

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-04
WY	RA	APPROVED	2017-08-03

TX RA
APPROVED_RES

Since 2019-01-04
WY RA
APPROVED

Since 2017-08-03

Branch Locations

2101 Main St, Torrington, WY 82240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2013	Present

07/2013 → Present

Edward Jones

St Louis, MO

Other Businesses

TM Capital LLC Type of business: Real Estate, Estate purposes Torrington, WY Start date: 1/26/2015 Member Hours per week: 1 Hours during trading: 0 Paying bills for TM Capital including managing 3 rental properties. * Yoder Grain Feedlots Type of business: Trucking Torrington, WY Start date: 1/26/2015 owner Hours per week: 1 Hours during trading: 0 Paying bills for company. * 5K Properties LLC Type of business: Manage Rental Properties Torrington, WY Start date: 12/5/2022 Member/Owner Hours per week: 3 Hours during trading: 0 Manage renters in 30 units

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-23

S66 Uniform Combined State Law Examination

2013-08-23

Other Names

Misty Ann Cottier
Misty Kaufman
Misty Ann Kaufman

View on SEC IAPD