Moiz J Kharodawala

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  Cambridge Investment Research Inc.
  Fairfield, IA
• 06/2013 → Present
  Gleba And Associates Inc.
  Troy, MI
• 06/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1)GLEBA AND ASSOCIATES, 5435 CORPORATE DR, STE 230, TROY, MI, 2/2014 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 40/MO - 10/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-10-27
• S63 Uniform Securities Agent State Law Examination
  2014-07-30

Other Names

• Moiz Kharodawala