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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • NC RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

5129 Nc Hwy 55 St 101, Durham, NC 27713 • United States

Durham, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Consultants, Inc Durham NC 01/2014 Present
Minnesota Life Insurance Company St Paul MN 01/2014 08/2023
Securian Financial Services, Inc St Paul MN 01/2014 08/2023
Cetera Wealth Services, Llc Durham NC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2014 → Present
    North Star Consultants, Inc
    Durham, NC
  • 01/2014 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 01/2014 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Durham, NC
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-09-17 → 2023-08-10
    Securian Financial Services, Inc.
    Durham, NC
    St. Paul, MN
Other Businesses

NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2016 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-18
  • S66 Uniform Combined State Law Examination
    2014-08-18

View on SEC IAPD

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