Best Investors Account Sign in

Bryan Marciniak

Ally Invest Advisors

Charlotte, NC

CRD 6216223

Claim This Profile
Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-18
  • NC RA
    APPROVED
    Since 2023-09-18

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 03/2017 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Waxhaw NC 12/2019 10/2021
Bank Of America, N.A. Waxhaw NC 12/2019 10/2021
Us Navy Great Lakes IL 05/2016 11/2016
Unemployed Great Lakes IL 11/2016 02/2017
Ally Invest Securities Llc Charlotte NC 10/2021 Present
Ally Invest Advisors Charlotte NC 09/2023 Present
  • 03/2017 → 11/2019
    Lpl Financial Llc
    Fort Mill, SC
  • 12/2019 → 10/2021
    Waxhaw, NC
  • 12/2019 → 10/2021
    Bank Of America, N.A.
    Waxhaw, NC
  • 05/2016 → 11/2016
    Us Navy
    Great Lakes, IL
  • 11/2016 → 02/2017
    Unemployed
    Great Lakes, IL
  • 10/2021 → Present
    Ally Invest Securities Llc
    Charlotte, NC
  • 09/2023 → Present
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-03
S63 Uniform Securities Agent State Law Examination 2013-07-31
  • S65 Uniform Investment Adviser Law Examination
    2019-12-03
  • S63 Uniform Securities Agent State Law Examination
    2013-07-31
Other Names
  • Bryan T Marciniak
  • Bryan Thomas Marciniak

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor