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Ally Invest Advisors CRD 170301
$1.73B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-18 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 03/2017 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Waxhaw | NC | 12/2019 | 10/2021 |
| Bank Of America, N.A. | Waxhaw | NC | 12/2019 | 10/2021 |
| Us Navy | Great Lakes | IL | 05/2016 | 11/2016 |
| Unemployed | Great Lakes | IL | 11/2016 | 02/2017 |
| Ally Invest Securities Llc | Charlotte | NC | 10/2021 | Present |
| Ally Invest Advisors | Charlotte | NC | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-31 |
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