Andrew W Booth

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 08/2022
  Investors Bank
  Kearny, NJ
• 10/2015 → 12/2017
  Invest Financial Corp.
  Tampa, FL
• 12/2017 → 08/2022
  Cetera Investment Services Llc
  St. Cloud, MN
• 11/2021 → 08/2022
  Cetera Investment Advisers Llc
  Kearny, NJ
• 08/2022 → 10/2024
  Citizens Securities, Inc.
  Harrison, NJ
• 10/2024 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2022-08-17 → 2023-10-11
  Citizens Securities, Inc.
  Harrison, NJ
  Conshohocken, PA
  Kearny, NJ
  Hoboken, NJ
  Nutley, NJ
  Englewood, NJ
  Jersey City, NJ
  Jersey City, NJ
• 2021-11-26 → 2022-08-17
  Cetera Investment Advisers Llc
  Kearny, NJ

Other Businesses

1-- ABMM FINANCIAL POSITION: Financial Representative. NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/11/2024 ADDRESS: 517 US1 #4100 Iselin, NJ 08830 United States DESCRIPTION: DBA; Life Insurance sales to customers; and Financial Services.

Exams

• S66 Uniform Combined State Law Examination
  2021-11-23

Other Names

• Andrew W. Booth