Brett Eugene Nelson

Employer firm

Prevail Innovative Wealth Advisors, LLC CRD 288641

$932M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters
• VARIABLE ANNUITY & LIFE SUB-ACCOUNT MANAGEMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → Present
  Prevail Innovative Wealth Advisors, Llc
  Leawood, KS
• 07/2019 → Present
  Prevail Strategies, Llc
  Leawood, KS
• 07/2019 → 04/2021
  Ohio National
  Cincinnati, OH
• 01/2017 → 07/2019
  Guardian Life
  New York, NY
• 09/2014 → 01/2017
  Brokerage Insurance Agent
  Independence, MO
• 10/2014 → 01/2017
  Shark Bar
  Kansas City, MO
• 04/2021 → Present
  Massmutual
  Leawood, KS

Other Businesses

1) INSURANCE AGENT AT PREVAIL STRATEGIES, LLC - 07/2019 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS AND SERVICES TO CLIENTS AND PROSPECTS. 4745 W. 136ST, LEAWOOD, KS 66224. TIME SPENT ON THIS ACTIVITY - 6 1/2 HOURS DAILY DURING TRADING HOURS. 2) PIWA-II, LLC - Non-voting member with limited interest. Represents PIWA-II's for certain financial services. He spends 1 hour month/week on this activity. 3) Kansas City Pet Project - Non-profit animal shelter - Director and Treasurer for the Board of Directors - Since 10/2025 - Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-21
• S63 Uniform Securities Agent State Law Examination
  2014-08-16

Other Names

• Brett Eugene Nelson
• Brett Nelson