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Shay V Patten

Pgim Investments LLC

Newark, NJ

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Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-07-24
  • NJ RA
    APPROVED
    Since 2019-07-24

Branch Locations

655 Broad Street, Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner And Smith Pennington NJ 06/2013 07/2019
Bank Of America, N.A. Pennington NJ 08/2013 07/2019
Pgim Investments,Llc Newark NJ 07/2019 Present
Prudential Investment Management Services Llc Newark NJ 07/2019 Present
Pgim Investments,Llc Newark NJ 07/2019 Present
  • 06/2013 → 07/2019
    Merrill Lynch Pierce Fenner And Smith
    Pennington, NJ
  • 08/2013 → 07/2019
    Bank Of America, N.A.
    Pennington, NJ
  • 07/2019 → Present
    Pgim Investments,Llc
    Newark, NJ
  • 07/2019 → Present
    Prudential Investment Management Services Llc
    Newark, NJ
  • 07/2019 → Present
    Pgim Investments,Llc
    Newark, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-05
  • S66 Uniform Combined State Law Examination
    2013-09-05
Other Names
  • Shay Vaudreuil Patten
  • Shay Patten

View on SEC IAPD

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LANDY INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
VINANCE REALM LTD
PGIM REAL ESTATE ADVISORS LLC
PGIM PRIVATE PLACEMENT INVESTORS, L.P.
PRUDENTIAL SELECT STRATEGIES LLC
PGIM, INC.

Other Investors

AMELIA JEANETHA SAMUEL
ARNOLD LOUIS LANDY
CURTIS GREGORY GREEN
ALEJANDRO GABRIEL STAROSELSKI
Dana Lynn Simmons
GREGORY BLAINE VANMETER
DAWN PAGE HOLTMEIER
SARAH ROSE ZAWISTOWSKI

Other Offices

PRUCO SECURITIES, LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LANDY INVESTMENT MANAGEMENT LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LPL ENTERPRISE, LLC · NEWARK, NJ
VINANCE REALM LTD · NEWARK, NJ
PGIM INVESTMENTS LLC · NEWARK, NJ
PGIM INVESTMENTS LLC · NEWARK, NJ

More in Newark, NJ

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