Lu Yu

Employer firm

Transglobal Advisory, LLC CRD 168709

$58.3M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• CASH MANAGEMENT AND ESTATE PLANNING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 06/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Arcadia, CA
• 05/2015 → Present
  Bank Of America, N.A.
  Arcadia, CA
• 06/2017 → 12/2019
  Merrill Lynch
  Pasadena, CA
• 06/2019 → 05/2022
  Merrill Lynch
  Pasadena, CA
• 05/2022 → 10/2023
  Unemployed
  Pasadena, CA
• 10/2023 → Present
  Transglobal Insurance Agency
  Monrovia, CA
• 06/2025 → Present
  Transglobal Advisory, Llc
  Monrovia, CA

Previous Registrations

• 2015-08-10 → 2022-05-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
  Pasadena, CA

Other Businesses

Lu Yu serves as Chief Financial Analyst at Transglobal Insurance Agency LLC, specializing in financial modeling, operational data analytics, AI implementation, project cash flow analysis, and breakeven and NPV evaluations.

Exams

• S66 Uniform Combined State Law Examination
  2015-08-07
• S63 Uniform Securities Agent State Law Examination
  2013-09-20

Designations

• Certified Financial Planner

Other Names

• Louis Yu