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185 W Chestnut Ave, Monrovia, CA 91016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Arcadia | CA | 03/2015 | 06/2017 |
| Bank Of America, N.A. | Arcadia | CA | 05/2015 | Present |
| Merrill Lynch | Pasadena | CA | 06/2017 | 12/2019 |
| Merrill Lynch | Pasadena | CA | 06/2019 | 05/2022 |
| Unemployed | Pasadena | CA | 05/2022 | 10/2023 |
| Transglobal Insurance Agency | Monrovia | CA | 10/2023 | Present |
| Transglobal Advisory, Llc | Monrovia | CA | 06/2025 | Present |
Lu Yu serves as Chief Financial Analyst at Transglobal Insurance Agency LLC, specializing in financial modeling, operational data analytics, AI implementation, project cash flow analysis, and breakeven and NPV evaluations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-20 |
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