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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-17 |
| CA | RA | APPROVED | 2017-01-12 |
Branch Locations
2999 Douglas Blvd Ste. 350, Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Roseville | CA | 11/2016 | Present |
| Nylife Securities, Llc | Roseville | CA | 12/2016 | Present |
| Newport Group | Folsom | CA | 08/2016 | 11/2016 |
| Unemployed | El Dorado Hills | CA | 08/2016 | 09/2016 |
| Eagle Strategies Llc | Roseville | CA | 01/2017 | Present |
| J. Lens Financial & Insurance Services | Roseville | CA | 09/2018 | 07/2020 |
| Caduceus Financial& Insurance Services | Roseville | CA | 05/2020 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; investment related; 1 hour per month; start date 10/2016] [OPERATING UNDER THE DBA NAME OF CADUCEUS FINANCIAL & INSURANCE SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; ROSEVILLE, CA; START DATE: 05/2020][Real Estate Consulting; I am looking to work with a family member of mine to buy property and work through the process to have a development map and entitlements completed. The goal is to ultimately sell the property later at a profit. ; 8884 tahiti ct orangevale ca 95662; Start Date 07/2025; Role/Title: Consultant; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-13 |
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