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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-30 |
Branch Locations
12952 Harbor Blvd, Garden Grove, CA 92840 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
7950 Westminster Blvd, Westminster, CA 92683 • United States
9550 Bolsa Ave, Westminster, CA 92683 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Fountain Valley | CA | 09/2008 | Present |
| Wells Fargo Advisors Llc | Fountain Valley | CA | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fountain Valley | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-13 |
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