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Ethan Wayne Hooper

Ameriprise Financial Services, LLC

Hauppauge, NY

Mt Pleasant, SC

CRD 5110877

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
NY RA APPROVED 2024-03-01
SC RA APPROVED 2024-03-01
MN RA APPROVED 2015-10-06
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • NY RA
    APPROVED
    Since 2024-03-01
  • SC RA
    APPROVED
    Since 2024-03-01
  • MN RA
    APPROVED
    Since 2015-10-06

Branch Locations

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

Mt Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charlotte NC 03/2006 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
  • 2009-07-22 → 2009-10-14
    Ameriprise Advisor Services, Inc.
    Detroit, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-10
  • S66 Uniform Combined State Law Examination
    2006-05-10
Other Names
  • Ethan Hooper

View on SEC IAPD

Nearby Firms

EQUITY SERVICES, INC.
MADISON GLOBAL ADVISORS LLC
UNITED FINANCIAL PLANNING GROUP LLC

Nearby Investors

RICHARD S HYAMS
ALEXANDER VICTOR ZOURIDES
LANNY JOEL WEISMAN

Nearby Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY

More in Hauppauge, NY

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