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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-10-13 |
| TX | RA | APPROVED_RES | 2017-11-07 |
Branch Locations
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
65 North Winchester Blvd, Santa Clara, CA 95050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Santa Clara | CA | 01/2009 | Present |
| Wells Fargo Advisors Llc | San Jose | CA | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Clara | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; LOS BANOS, CA; 100% OWNERSHIP BY FAMILY TRUST; START 12/29/2011; 0 HOURS PER MONTH, 0 DURING TRADING; NO DUTIES, UTILIZE PROPERTY MANAGEMENT COMPANY. RENTAL PROPERTY (SLIVER FALLS AVE); INV. RELATED; LAS VEGAS, NV; 100% OWNED BY SPOUSE; START DATE 6/9/2023; 0 HRS PER MONTH. RENTAL PROPERTY (GRITTY GARNET AVE); INV. RELATED; LAS VEGAS, NV; 100% OWNED BY SPOUSE; START DATE 6/9/2023; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-11 |
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