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Carson Joseph Hemmann

LPl Financial LLC

Kearney, NE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-02-20
  • NE RA
    APPROVED
    Since 2024-02-20

Branch Locations

3615 2Nd Ave, Suite B, Kearney, NE 68847 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services, Inc. Omaha NE 06/2013 05/2018
Securities America, Inc. Kearney NE 05/2018 02/2024
Securities America Advisors Kearney NE 05/2018 02/2024
Hemmann Farm Amherst NE 01/2014 Present
Lpl Financial Kearney NE 02/2024 Present
  • 06/2013 → 05/2018
    Omaha, NE
  • 05/2018 → 02/2024
    Securities America, Inc.
    Kearney, NE
  • 05/2018 → 02/2024
    Securities America Advisors
    Kearney, NE
  • 01/2014 → Present
    Hemmann Farm
    Amherst, NE
  • 02/2024 → Present
    Lpl Financial
    Kearney, NE
Previous Registrations
  • 2018-05-25 → 2024-02-20
    Securities America Advisors, Inc.
    Kearney, NE
    Kearney, NE
    Kearney, NE
  • 2013-09-10 → 2018-06-10
    Lincoln, NE
    Lincoln, NE
    Omaha, NE
Other Businesses

1- 02/09/2024 / Black Oak Investment Counsel, Inc / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) - start date 03/15/2022 - 125 hours per month/ 8 hours during trading 2- 02/09/2024 / Hemmann Farms / Farm / Not Investment Related / Amherst, NE - start date 01/01/2014 - 10 hours per month/ 1 hour during trading 3- 02/09/2024 / Non-Variable Insurance / Investment Related / At Reported Business Location(s) - start date 06/01/2013 - 540 hours per month/ 8 hours during trading 4- 02/10/2026 - Harbor Wealth Planning LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 0 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-30
S63 Uniform Securities Agent State Law Examination 2013-08-14
  • S65 Uniform Investment Adviser Law Examination
    2013-08-30
  • S63 Uniform Securities Agent State Law Examination
    2013-08-14

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