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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Investor Services, Inc. | Omaha | NE | 06/2013 | 05/2018 |
| Securities America, Inc. | Kearney | NE | 05/2018 | 02/2024 |
| Securities America Advisors | Kearney | NE | 05/2018 | 02/2024 |
| Hemmann Farm | Amherst | NE | 01/2014 | Present |
| Lpl Financial | Kearney | NE | 02/2024 | Present |
1- 02/09/2024 / Black Oak Investment Counsel, Inc / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s) - start date 03/15/2022 - 125 hours per month/ 8 hours during trading 2- 02/09/2024 / Hemmann Farms / Farm / Not Investment Related / Amherst, NE - start date 01/01/2014 - 10 hours per month/ 1 hour during trading 3- 02/09/2024 / Non-Variable Insurance / Investment Related / At Reported Business Location(s) - start date 06/01/2013 - 540 hours per month/ 8 hours during trading 4- 02/10/2026 - Harbor Wealth Planning LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-14 |
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