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Daniel Kent Johnson

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6215731

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-02-10
TX RA APPROVED 2017-02-10
  • NC RA
    APPROVED
    Since 2017-02-10
  • TX RA
    APPROVED
    Since 2017-02-10

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ronald Blue & Company Charlotte NC 05/2013 12/2016
Vanguard Marketing Corporation Charlotte NC 01/2017 Present
Vanguard Advisers, Inc. Charlotte NC 01/2017 Present
The Vanguard Group, Inc. Charlotte NC 01/2017 Present
Medium.COm Charlotte NC 02/2020 08/2026
Self-Employed Charlotte NC 09/2020 08/2026
  • 05/2013 → 12/2016
    Ronald Blue & Company
    Charlotte, NC
  • 01/2017 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 01/2017 → Present
    Charlotte, NC
  • 01/2017 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 02/2020 → 08/2026
    Medium.COm
    Charlotte, NC
  • 09/2020 → 08/2026
    Self-Employed
    Charlotte, NC
Previous Registrations
  • 2013-08-01 → 2017-01-23
    Ronald Blue & Co., Llc
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-03-21
S65 Uniform Investment Adviser Law Examination 2013-08-01
  • S63 Uniform Securities Agent State Law Examination
    2017-03-21
  • S65 Uniform Investment Adviser Law Examination
    2013-08-01
Designations
  • Certified Financial Planner
Other Names
  • Dan Johnson
  • Daniel Kent Johnson

View on SEC IAPD

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