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Stacey Sankow

LPl Financial LLC

Old Lyme, CT

Fort Mill, SC

CRD 6215722

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-25
SC RA APPROVED 2022-05-25
TX RA APPROVED 2022-05-25
  • CT RA
    APPROVED
    Since 2022-05-25
  • SC RA
    APPROVED
    Since 2022-05-25
  • TX RA
    APPROVED
    Since 2022-05-25

Branch Locations

Old Lyme, CT • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dahlke Financial Group Lyme CT 06/2013 10/2018
Coach Leatherware Uncasville CT 10/2016 01/2017
Yellowbrickroad Financial Advisors Corte Madera CA 11/2018 01/2019
Mackinstry Financial & Investments Llc Clinton CT 01/2019 07/2020
Ameriprise Financial Services, Llc Oxford CT 11/2020 05/2022
Sankows Beaver Brook Farm Lyme CT 10/2017 11/2018
Unemployed Guilford CT 07/2020 11/2020
Lpl Financial Llc Fort Mill SC 05/2022 Present
  • 06/2013 → 10/2018
    Dahlke Financial Group
    Lyme, CT
  • 10/2016 → 01/2017
    Coach Leatherware
    Uncasville, CT
  • 11/2018 → 01/2019
    Yellowbrickroad Financial Advisors
    Corte Madera, CA
  • 01/2019 → 07/2020
    Mackinstry Financial & Investments Llc
    Clinton, CT
  • 11/2020 → 05/2022
    Ameriprise Financial Services, Llc
    Oxford, CT
  • 10/2017 → 11/2018
    Sankows Beaver Brook Farm
    Lyme, CT
  • 07/2020 → 11/2020
    Unemployed
    Guilford, CT
  • 05/2022 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-02-27
S65 Uniform Investment Adviser Law Examination 2021-02-06
  • S63 Uniform Securities Agent State Law Examination
    2021-02-27
  • S65 Uniform Investment Adviser Law Examination
    2021-02-06
Other Names
  • Stacey Sankow
  • Stacey E Sankow

View on SEC IAPD

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