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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-16 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 02/2014 | 09/2016 |
| Sonoma Restaurants | Charlotte | NC | 01/2014 | 09/2016 |
| John Hancock | Tempe | AZ | 09/2016 | 08/2023 |
| John Hancock Funds | Boston | MA | 10/2016 | 08/2023 |
| John Hancock Advisers, Llc | Boston | MA | 11/2018 | 08/2023 |
| Fisher Investments | Plano | TX | 11/2023 | Present |
Lyft; No; N/A; Lyft driver; Driver; 11/2023; 3 weekly; 0; As a driver for Lyft, my main responsibility is to safely pick up and drop off rider to their preferred destination.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-26 |
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