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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-16
  • FL RA
    APPROVED
    Since 2021-08-16

Branch Locations

316 S Baylen St Ste 509 5Th Fl, Pensacola, FL 32502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Mobile AL 10/2016 11/2016
Unemployed Daphne AL 06/2016 09/2016
Pnc Bank Fairhope AL 09/2016 10/2016
Wells Fargo Clearing Services, Llc Mobile AL 11/2016 08/2021
Wells Fargo Advisors Financial Network, Llc Pensacola FL 08/2021 Present
Previous Registrations
Other Businesses

NEXT CHAPTER CAPITAL ADVISORS, LLC; INV RELATED; PENSACOLA, FL; 100% OWNERSHIP; START DATE 04/10/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; INVESTMENT ADVISORY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-24
  • S66 Uniform Combined State Law Examination
    2013-08-24

View on SEC IAPD

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