Sarah Elizabeth Whittaker

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 10/2018
  Axa Advisors, Llc
  New York, NY
• 10/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-01-05 → 2018-10-23
  Equitable Advisors, Llc
  Portland, OR
  Beaverton, OR
  Portland, OR
  Tualatin, OR
  Oregon City, OR
  Portland, OR

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. ELITE BENEFITS, OREGON CITY, OR, 08/2019. SALES AGENT, ANCILLARY SALES. NIR-5/YR-5/TRADING. 3. GATEWAY NW WEALTH ADVISORS, 210 Crow Canyon Place, Suite 100, Office #404, San Ramon CA 94583, United States, 10/18/2018, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 4. GATEWAY NW WEALTH ADVISORS, Vancouver WA 98663, United States, 10/11/2018, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-04
• S63 Uniform Securities Agent State Law Examination
  2014-08-24

Other Names

• Sarah Whittaker
• Sarah Elizabeth Mcdonough