Aaron James Malardino

Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 11/2016
  Wells Fargo Bank Na
  San Diego, CA
• 06/2013 → 11/2016
  Wells Fargo Advisors Llc
  San Diego, CA
• 11/2016 → 03/2018
  Mufg Union Bank
  Del Mar, CA
• 12/2016 → 03/2018
  Unionbanc Investment Services
  Del Mar, CA
• 03/2018 → 05/2019
  City National Securities, Inc.
  La Jolla, CA
• 05/2019 → Present
  City National Securities, Inc.
  Solana Beach, CA

Previous Registrations

• 2017-03-29 → 2018-03-12
  U.S. Bancorp Advisors, Llc
  Del Mar, CA
• 2015-02-03 → 2016-11-22
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  San Diego, CA
  San Diego, CA

Other Businesses

(1) NAME: Gilbert James Holdings, Inc. Investment Related ADDRESS: 612 Santa Carina Solana Beach CA 92075 Nature of OBA: Holding 49ers season tickets with a buddy who is not a city national client Position/Role/Title: Officer Start Date: 07/01/22 Time Devoted: 2 hours per month; 0 during securities trading hours Duties: List season tickets for sale or transfer (2) NAME: Malsimi Holdings, Inc. Non-Investment related ADDRESS: 612 Santa Carina Solana Beach CA 92075 Nature of OBA: To purchase real estate Position/Role/Title: Officer, Board Member Start Date: 06/01/22 Time Devoted: 3 hours per month; 0 during securities trading hours Duties: Make decisions on real estate to purchase and manage (3) Name of the other business: Sharp Healthcare Foundation Whether the business is investment-related: Non investment-related Address of the other business: 8695 Spectrum Center Blvd. San Diego, CA 92123 Nature of the other business: Foundation/Charitable Institution Your position; Title, or relationship with the other business: Board Member Start date of your relationship: 06/01/2021 Approximate number of hours/month you devote to the other business: 1 Number of hours you devote to the other business during securities trading hours: 1 Briefly describe your duties relating to the other business: Help raise funds for buildings and services in the Sharp medical network

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-15
• S63 Uniform Securities Agent State Law Examination
  2013-08-13

Other Names

• Aaron Malardino