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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-21 |
| PA | RA | APPROVED | 2017-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | Wyomissing | PA | 06/2016 | 06/2017 |
| Big Vision Foundation | Leesport | PA | 09/2010 | 08/2018 |
| Raymond James Financial Services. Inc | Shillington | PA | 06/2017 | Present |
| Advocare | Oley | PA | 10/2009 | 01/2020 |
| Raymond James Financial Services Advisors Inc. | Shillington | PA | 06/2017 | Present |
| Fulton Bank | Shillington | PA | 06/2017 | Present |
(1)Name of Business: Fulton Financial Advisors Address: 2747 Century Blvd, Wyomissing, PA, 19610, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/28/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment Sales & Service (2)Name of Business: Oley Valley Community Education Foundation Address: 17 Jefferson Street, Oley, PA, 19547, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Subcommittee Member, Committee Member Investment Related: Yes Start Date: 05/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board of Trustees, Finance Committee Member, Development Committee (Chair) & Governance Committee. \n\nMission -- To enhance educational opportunities for the students, residents, employees, and alumni of the Oley Valley School District while encouraging community support and participation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-15 |
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