Ellen Goodman

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Prudential Insurance Company Of America
  Marlborough, MA
• 04/2013 → 11/2024
  Pruco Securities, Llc.
  Marlborough, MA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Marlborough, MA

Previous Registrations

• 2022-01-11 → 2024-11-14
  Pruco Securities, Llc.
  Marlborough, MA
  Wakefield, MA
  Marlborough, MA

Other Businesses

1) 03/05/2025-Prudential-Property and Casualty-Inv related-At Marlborough, MA-Start date 11/01/2013-0hrs/mth-0hrs/mth during trading 2) 06/08/2026-Sternlight Wealth Advisors, LLC-Manager-Business Entity For Tax/Investment Purposes Only-Inv related-At North Grafton, MA-Start date 05/13/2026-4hrs/mth-0hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2022-01-14
• S65 Uniform Investment Adviser Law Examination
  2014-12-30
• S63 Uniform Securities Agent State Law Examination
  2013-07-31

Other Names

• Ellen Beth Gross