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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-11-30 |
| TX | RA | APPROVED_RES | 2018-04-02 |
| NC | RA | APPROVED | 2018-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 01/2018 | Present |
| Retirement Direct | Cornelius | NC | 06/2016 | 12/2017 |
| Vanguard Marketing Corporation | Charlotte | NC | 01/2018 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 01/2018 | Present |
NAME OF BUSINESS: RENTAL PROPERTY #1 INVESTMENT-RELATED ADDRESS: NORTH MYRTLE BEACH, SC POSITION: LANDLORD/OWNER START DATE: 04/2021 APPROXIMATE HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 2 NAME OF BUSINESS: RENTAL PROPERTY #2 INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC POSITION: LANDLORD/OWNER START DATE: 04/2024 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-31 |
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