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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-07-18 |
Branch Locations
330 W Foothill Pkwy, Corona, CA 92882 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | El Monte | CA | 06/2013 | 04/2022 |
| J.P. Morgan Chase Bank | El Monte | CA | 01/2012 | 04/2022 |
| Wells Fargo Clearing Services, Llc | La Habra | CA | 05/2022 | Present |
| Wells Fargo Bank, Na | La Habra | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-12 |
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