Scott Andrew Kaplan

Employer firm

Kaplan Wealth Management, Inc. CRD 167880

$89.0M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1998 → Present
  Kaplan Wealth Management, Inc.
  Reston, VA
• 05/2013 → Present
  Lpl Financial
  Reston, VA

Previous Registrations

• 2007-08-08 → 2013-05-30
  Cadaret, Grant & Co., Inc.
  Fairfax, VA
  Reston, VA

Other Businesses

1. 05/30/2013 - KAPLAN WEALTH MANAGEMENT - Registered Investment Advisor - Time Spent: 75% - RESTON, VA 2. 10/13/2014 - KAPLAN WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 160 HOURS PER MONTH -RESTON, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-17
• S63 Uniform Securities Agent State Law Examination
  1998-11-25

Designations

• Certified Financial Planner

Other Names

• Scott Andrew Kaplan