Audrey Anderson Heitkamp

Current Employers

Employment History

• 07/2021 → 10/2021
  Royal Alliance Associates, Inc.
  Minneapolis, MN
• 08/2020 → 06/2021
  Carval Investors, Inc.
  Minneapolis, MN
• 09/2017 → 08/2020
  Ernst & Young
  Minneapolis, MN
• 09/2011 → 05/2017
  Student
  Minneapolis, MN
• 05/2017 → 09/2017
  Unemployed
  Minneapolis, MN
• 06/2021 → 07/2021
  Unemployed
  Minneapolis, MN
• 07/2021 → Present
  Focus Financial, Inc.
  Minneapolis, MN
• 10/2021 → Present
  Osaic Wealth, Inc.
  St. Louis Park, MN

Other Businesses

1. FOCUS FINANCIAL NETWORK POSITION: Financial Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/08/2022 ADDRESS: 1650 W 82nd St #125, Suite 300, Bloomington MN 55431, United States DESCRIPTION: - Provide financial planning services and advice.- Trade on behalf of clients. - Meet with clients. 2. FOCUS FINANCIAL POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/12/2021 ADDRESS: 1650 W 82nd St #125, Bloomington MN 55431, United States DESCRIPTION: Periodically addressing the needs for life insurance for my current clients. 3. AUDREY HEITKAMP POSITION: Notary NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 5401 Irving Ave S, Minneapolis MN 55419, United States DESCRIPTION: Notarize documents for clients. 4. THE HEITKAMP GROUP PARTNERSHIP POSITION: VP NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/30/2025 ADDRESS: 1650 W 82nd St, #125, Bloomington MN 55431, United States DESCRIPTION: I will hold an ownership interest in a partnership that will receive and process revenue generated from my financial advisory business. The partnership will handle administrative functions, allocate shared expenses, and distribute income to partners. It will not conduct securities business or engage in activities requiring broker-dealer supervision. My involvement will be limited to ownership and routine business management. 5. AUDREY HEITKAMP FINANCIAL ADVISOR CORPORATION POSITION: President NATURE: S Corporation (non-LLC) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 1650 W 82nd St, #125, Bloomington MN 55431, United States DESCRIPTION: This is an s corporation organized for tax, legal, and payroll purposes only.

Exams

• S66 Uniform Combined State Law Examination
  2021-12-22