Best Investors
Account
Sign in
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-02-19 |
Branch Locations
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2014 | 02/2019 |
| Lpl Financial, Llc | Los Angeles | CA | 02/2019 | Present |
| Perennial Investment Advisors, Llc | Los Angeles | CA | 02/2019 | Present |
1. 02/19/2019 - PERENNIAL FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 100%/ LOS ANGELES, CA. 2. 2/26/2019 - Perennial Investment Advisors, LLC - DBA: Perennial Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/01/2019 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in Feb 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 4/11/2019 - Perennial Financial & Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/02/2019 - 5 Hours Per Month During Securities Trading. 4. 10/31/2019 - The Estate of Fredrick A. Johnson - Not investment related - 2300 Carnegie Ln unit 1, Redondo Beach, CA 90278 - Act in a Fiduciary Capacity - start date:10/24/2019 - 16 hrs/mo - 0 hrs during trading. 5. 2/12/2020 - A.Johnson, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/01/2019 - 0 Hours Per Month. 6. 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-17 |
Reach out to this advisor