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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-12-06 |
| TX | RA | APPROVED | 2023-11-28 |
| CA | RA | APPROVED | 2023-06-30 |
Branch Locations
280 W Main St, Safford, AZ 85546-2349 • United States
6456 Oracle Road, Tucson, AZ 85704 • United States
777 S. Alvernon Way, Tucson, AZ 85711 • United States
10718 N. Oracle Road, Oro Valley, AZ 85737 • United States
2355 W. Pinnacle Peak Rd, Phoenix, AZ 85027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tucson | AZ | 12/2014 | Present |
| Arizona State Credit Union | Safford | AZ | 04/2012 | Present |
1. 4/10/2012 - OTHER - LAZY P LAZY P, LLC - INV REL - TIME SPENT 10% - CATTLE BUSINESS/OWNER 2. 3/9/2018 - OneAZ Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/28/2018 - 160 Hours Per Month/40 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-23 |
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