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Jay Doraiswami

Cetera Planning Partners

San Ramon, CA

Leawood, KS

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Current Employers
Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-17
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-07-17
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

2603 Camino Ramon, Suite 426, San Ramon, CA 94583 • United States

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc San Ramon CA 03/2015 06/2019
Wealtheon Advisors Llc San Ramon CA 06/2019 03/2025
Cetera Planning Partners Leawood KS 03/2025 Present
  • 03/2015 → 06/2019
    Jpmorgan Securities Llc
    San Ramon, CA
  • 06/2019 → 03/2025
    Wealtheon Advisors Llc
    San Ramon, CA
  • 03/2025 → Present
    Cetera Planning Partners
    Leawood, KS
Previous Registrations
  • 2019-06-03 → 2025-03-31
    Wealtheon Advisors Llc
    San Ramon, CA
  • 2015-03-24 → 2019-06-13
    J.P. Morgan Securities Llc
    San Ramon, CA
    San Ramon, CA
    San Ramon, CA
    San Ramon, CA
    San Ramon, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-20
S63 Uniform Securities Agent State Law Examination 2013-07-31
  • S65 Uniform Investment Adviser Law Examination
    2014-11-20
  • S63 Uniform Securities Agent State Law Examination
    2013-07-31
Other Names
  • Jayachandran Doraiswami

View on SEC IAPD

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