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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-12 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Palm Beach Gardens | FL | 06/2013 | 09/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2013 | 10/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2016 | 09/2019 |
| Horace Mann Companies | Springfield | IL | 10/2019 | 04/2020 |
| Horace Mann Investors, Inc. | Springfield | IL | 10/2019 | 04/2020 |
| Assurance | San Diego | CA | 03/2022 | 06/2022 |
| Selectquote | Overland Park | KS | 05/2020 | 03/2022 |
| J.P. Morgan Securities Llc | Austin | TX | 09/2022 | 01/2024 |
| Jpmorgan Chase Bank, N.A. | Austin | TX | 09/2022 | 01/2024 |
| Unemployed | Austin | TX | 07/2022 | 08/2022 |
| Lpl Financial Llc | Austin | TX | 01/2024 | 05/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 06/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 06/2024 | Present |
Bamboo Fresh LLC / Owner, Administrator. Currently researching and online business opportunity for Ecommerce/Household Products. 20 hours per month; 0 during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-10 |
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