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Nicholas Patrick Sanchez

Empower Advisory Group, LLC

Austin, TX

Greenwood Village, CO

CRD 6214033

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-12
  • TX RA
    APPROVED
    Since 2024-06-12

Branch Locations

Austin, TX • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Palm Beach Gardens FL 06/2013 09/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2013 10/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2016 09/2019
Horace Mann Companies Springfield IL 10/2019 04/2020
Horace Mann Investors, Inc. Springfield IL 10/2019 04/2020
Assurance San Diego CA 03/2022 06/2022
Selectquote Overland Park KS 05/2020 03/2022
J.P. Morgan Securities Llc Austin TX 09/2022 01/2024
Jpmorgan Chase Bank, N.A. Austin TX 09/2022 01/2024
Unemployed Austin TX 07/2022 08/2022
Lpl Financial Llc Austin TX 01/2024 05/2024
Empower Financial Services, Inc Greenwood Village CO 06/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 06/2024 Present
  • 06/2013 → 09/2019
    Northwestern Mutual Investment Services, Llc
    Palm Beach Gardens, FL
  • 07/2013 → 10/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2016 → 09/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2019 → 04/2020
    Horace Mann Companies
    Springfield, IL
  • 10/2019 → 04/2020
    Horace Mann Investors, Inc.
    Springfield, IL
  • 03/2022 → 06/2022
    Assurance
    San Diego, CA
  • 05/2020 → 03/2022
    Selectquote
    Overland Park, KS
  • 09/2022 → 01/2024
    J.P. Morgan Securities Llc
    Austin, TX
  • 09/2022 → 01/2024
    Jpmorgan Chase Bank, N.A.
    Austin, TX
  • 07/2022 → 08/2022
    Unemployed
    Austin, TX
  • 01/2024 → 05/2024
    Austin, TX
  • 06/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 06/2024 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

Bamboo Fresh LLC / Owner, Administrator. Currently researching and online business opportunity for Ecommerce/Household Products. 20 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-21
S63 Uniform Securities Agent State Law Examination 2022-11-10
  • S66 Uniform Combined State Law Examination
    2024-03-21
  • S63 Uniform Securities Agent State Law Examination
    2022-11-10
Other Names
  • Nicholas Patrick Sanchez
  • Nicholas Sanchez
  • Nicholas P Sanchez
  • Nicolas P Sanchez
  • Nick Sanchez

View on SEC IAPD

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