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4546 El Camino Real B10 #1013, Los Altos, CA 94022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-23 |
Branch Locations
4546 El Camino Real B10 #1013, Los Altos, CA 94022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dragon Financial And Investment Group, Llc | San Mateo | CA | 02/2013 | 06/2018 |
| Diversifi Capital Llc (Formerly Compass Capital Management) | San Francisco | CA | 06/2018 | Present |
| Dragon Global Services, Llc | San Mateo | CA | 05/2015 | 06/2018 |
1) DRAGON GLOBAL SERVICES; HOLDING COMPANY WHICH WHOLLY OWNS DRAGON FINANCIAL GROUP AND 50% OF DFG TAX AND ACCOUNTING SERVICES; MEMBER, START DATE: 11/2015;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-14 |
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