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Christopher George Hamilton

Empire Financial Management Company, LLC

Holmdel, NJ

CRD 3148266

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Employer firm

Empire Financial Management Company, LLC CRD 146097

$706M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Empire Financial Management Company, Llc

101 Crawfords Corner Road Suite 3128, Holmdel, NJ 07733-2151 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-24
  • NY RA
    APPROVED
    Since 2021-02-24

Branch Locations

101 Crawfords Corner Road Suite 3128, Holmdel, NJ 07733-2151 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kern, Suslow Securities, Inc. New York NY 07/1999 02/2019
R F Lafferty & Co Inc. New York NY 01/2012 01/2019
Empire Asset Management Company, Llc New York NY 02/2019 Present
Empire Financial Management Company, Llc New York NY 02/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-21
S63 Uniform Securities Agent State Law Examination 1998-11-17
  • S65 Uniform Investment Adviser Law Examination
    2013-03-21
  • S63 Uniform Securities Agent State Law Examination
    1998-11-17
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

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