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Andrew Donald Filauro

Oxford Financial Group, Ltd

Palm Beach, FL

Carmel, IN

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Current Employers
Oxford Financial Group, Ltd

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-26
  • FL RA
    APPROVED
    Since 2024-02-26

Branch Locations

231 Royal Palm Way Suite 301, Palm Beach, FL 33480 • United States

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barclays Capital Inc New York NY 07/2014 09/2017
40 North Management New York NY 09/2017 11/2017
Unemployed New York NY 11/2017 04/2018
Goldman Sachs & Co. West Palm Beach FL 05/2018 02/2022
Oxford Financial Group, Ltd. Palm Beach FL 02/2024 Present
Steel Grove Capital Advisors West Palm Beach FL 02/2022 02/2024
  • 07/2014 → 09/2017
    Barclays Capital Inc
    New York, NY
  • 09/2017 → 11/2017
    40 North Management
    New York, NY
  • 11/2017 → 04/2018
    Unemployed
    New York, NY
  • 05/2018 → 02/2022
    Goldman Sachs & Co.
    West Palm Beach, FL
  • 02/2024 → Present
    Oxford Financial Group, Ltd.
    Palm Beach, FL
  • 02/2022 → 02/2024
    Steel Grove Capital Advisors
    West Palm Beach, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-07
S63 Uniform Securities Agent State Law Examination 2014-12-16
  • S65 Uniform Investment Adviser Law Examination
    2022-03-07
  • S63 Uniform Securities Agent State Law Examination
    2014-12-16
Other Names
  • Andrew Donald Filauro
  • Andrew D Filauro

View on SEC IAPD

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