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Derek Stephen Atkinson

Fqi Capital Management LLC

Highland Village, TX

CRD 5110597

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Employer firm

Fqi Capital Management LLC CRD 298931

$14.3M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • ADVISORY CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Fqi Capital Management Llc

Highland Village, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-04
  • TX RA
    APPROVED
    Since 2018-12-04

Branch Locations

Highland Village, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation Scottsdale AZ 10/2015 11/2016
Fqi Capital Management Llc Highland Village TX 09/2018 Present
Dsa Llc Fort Worth TX 11/2016 12/2023
  • 10/2015 → 11/2016
    First Financial Equity Corporation
    Scottsdale, AZ
  • 09/2018 → Present
    Highland Village, TX
  • 11/2016 → 12/2023
    Dsa Llc
    Fort Worth, TX
Previous Registrations
  • 2006-12-11 → 2010-12-17
    Forza Capital Management, L.L.C.
    Bend, OR
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-09-07
S65 Uniform Investment Adviser Law Examination 2006-12-09
  • S63 Uniform Securities Agent State Law Examination
    2012-09-07
  • S65 Uniform Investment Adviser Law Examination
    2006-12-09

View on SEC IAPD

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