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Fqi Capital Management LLC CRD 298931
$14.3M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Highland Village, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Equity Corporation | Scottsdale | AZ | 10/2015 | 11/2016 |
| Fqi Capital Management Llc | Highland Village | TX | 09/2018 | Present |
| Dsa Llc | Fort Worth | TX | 11/2016 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-09-07 |
| S65 | Uniform Investment Adviser Law Examination | 2006-12-09 |
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