Ryan Christopher Traina

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 10/2019
  Wescom Financial Services, Llc
  Pasadena, CA
• 10/2019 → Present
  Wescom Financial Services, Llc
  Anaheim, CA
• 01/2023 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2025 → Present
  Lpl Financial Llc
  Sherman Oaks, CA

Previous Registrations

• 2023-01-16 → 2025-05-15
  Cuso Financial Services, L.P.
  Sherman Oaks, CA
  Los Angeles, CA
  Los Angeles, CA
  Culver City, CA
  Anaheim, CA
  San Diego, CA
  Ontario, CA
  Redlands, CA
  Anaheim, CA
• 2021-12-15 → 2023-02-06
  Wescom Financial Services
  Pasadena, CA
  Signal Hill, CA
  Irvine, CA
  Costa Mesa, CA
  Laguna Niguel, CA
  Tustin, CA
  Orange, CA
  Anaheim, CA
  Ontario, CA
  Redlands, CA

Other Businesses

1- 05/15/2025 -Wescom Wealth Management- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 06/01/2016 - 160 hours per month/ 1 hour during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-02-08
• S63 Uniform Securities Agent State Law Examination
  2015-12-22

Other Names

• Ryan Christopher Traina
• Ryan Traina