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Lisa Ann Kelly

Federmann Financial Advisors Inc.

Rocky Point, NY

CRD 5110571

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Employer firm

Federmann Financial Advisors Inc. CRD 129975

$108M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Federmann Financial Advisors Inc.

745 Route 25A, Suite C, Rocky Point, NY 11778 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-23
  • NY RA
    APPROVED
    Since 2021-06-23

Branch Locations

745 Route 25A, Suite C, Rocky Point, NY 11778 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lisa A. Kelly Cpa Rocky Point NY 01/2011 Present
Federmann Financial Advisors Inc. Rocky Point NY 01/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-15
  • S65 Uniform Investment Adviser Law Examination
    2006-03-15
Designations
  • Certified Financial Planner
  • Personal Financial Specialist

View on SEC IAPD

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