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Paul Sam Carothers

Stifel, Nicolaus & Company, Incorporated

Frontenac, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-03
MO RA APPROVED 2020-02-28
  • TX RA
    APPROVED
    Since 2020-03-03
  • MO RA
    APPROVED
    Since 2020-02-28

Branch Locations

2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2018 02/2020
Cerner Corporation Kansas City MO 08/2017 09/2018
University Of Missouri Columbia MO 08/2013 05/2017
Stifel Nicolaus & Co Inc Frontenac MO 02/2020 Present
  • 11/2018 → 02/2020
    Edward Jones
    St Louis, MO
  • 08/2017 → 09/2018
    Cerner Corporation
    Kansas City, MO
  • 08/2013 → 05/2017
    University Of Missouri
    Columbia, MO
  • 02/2020 → Present
    Stifel Nicolaus & Co Inc
    Frontenac, MO
Previous Registrations
  • 2019-03-22 → 2020-02-12
    Edward Jones
    Denver, CO
    St Louis, MO
    Broomfield, CO
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-21
  • S66 Uniform Combined State Law Examination
    2019-03-21
Other Names
  • Sam Carothers
  • Paul Samuel Carothers

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
J.P. MORGAN SECURITIES LLC · Frontenac, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRONTENAC, MO
STRATEGIC ADVISERS LLC · ST. LOUIS, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT LOUIS, MO
WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · FRONTENAC, MO

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