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Radu Nicolaevich Prisakar

Charles Schwab & Co., Inc.

Roseville, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-14
  • CA RA
    APPROVED
    Since 2022-12-14

Branch Locations

1186 Roseville Parkway Suite 180, Roseville, CA 95678 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Army Reserve Sacramento CA 02/2002 Present
Wells Fargo Advisors, Llc Roseville CA 02/2016 11/2016
Wells Fargo Clearing Services, Llc Roseville CA 11/2016 12/2022
Charles Schwab & Co., Inc. Sacramento CA 12/2022 Present
Charles Schwab Bank Ssb Sacramento CA 12/2022 Present
  • 02/2002 → Present
    Us Army Reserve
    Sacramento, CA
  • 02/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Roseville, CA
  • 11/2016 → 12/2022
    Wells Fargo Clearing Services, Llc
    Roseville, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Sacramento, CA
  • 12/2022 → Present
    Charles Schwab Bank Ssb
    Sacramento, CA
Previous Registrations
  • 2016-02-01 → 2022-08-25
    Wells Fargo Clearing Services, Llc
    Fair Oaks, CA
    Carmichael, CA
    Citrus Heights, CA
    Sacramento, CA
    Roseville, CA
    Roseville, CA
    Sacramento, CA
    El Dorado Hills, CA
    El Dorado Hills, CA
    El Dorado Hills, CA
  • 2012-10-01 → 2016-02-09
    J.P. Morgan Securities Llc
    Roseville, CA
    Antelope, CA
    Citrus Heights, CA
    Sacramento, CA
    Sacramento, CA
    Roseville, CA
    Roseville, CA
    Roseville,, CA
    Lincoln, CA
  • 2012-03-08 → 2012-10-01
    Chase Investment Services Corp.
    Roseville, CA
  • 2009-12-08 → 2010-08-05
    Wedbush Securities Inc.
    Sacramento, CA
  • 2008-11-19 → 2009-12-10
    Hilltop Securities Inc.
    Dallas, TX
  • 2006-08-23 → 2008-12-22
    M.L. Stern & Co., Llc.
    Sacramento, CA
Other Businesses

1) US Army Reserves | Investment Related:No|Military|NCO|2/12/2002|20-40|0|Military

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-22
  • S66 Uniform Combined State Law Examination
    2006-08-22
Other Names
  • Radu N Prisakar
  • Radu Prisakar

View on SEC IAPD

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DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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