Brendan Bostock

Employer firm

New York Life Investment Management LLC CRD 109591

$121B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 10/2016
  Alliancebernstein Investments, Inc.
  New York, NY
• 10/2016 → 01/2019
  Aspen Partners, Ltd.
  Richmond, VA
• 01/2019 → 03/2019
  Unemployed
  Richmond, VA
• 03/2019 → 04/2022
  Private Advisors Llc
  Richmond, VA
• 04/2022 → Present
  Apogem Capital
  Richmond, VA

Previous Registrations

• 2020-06-19 → 2025-09-03
  Apogem Capital Llc
  Richmond, VA
  New York, NY
• 2019-04-01 → 2020-06-19
  Private Advisors Llc
  Richmond, VA
• 2016-11-23 → 2018-12-31
  Aspen Partners, Llc
  Richmond, VA
• 2014-12-19 → 2016-10-11
  Alliancebernstein L.P.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2013-09-05

Other Names

• Brendan Richard Bostock