Nicholas Brian Roedl

Northwestern Mutual Investment Services, LLC

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Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APP_PEND_IARCE	2026-01-01

WI RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	11/2014	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	09/2014	Present

11/2014 → Present

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
09/2014 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI

Previous Registrations

2007-09-27 → 2014-10-24

Retirement Plan Advisors, Llc

New Berlin, WI

Janesville, WI

Wauwatosa, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-09-18
S63	Uniform Securities Agent State Law Examination	2006-05-11

S65 Uniform Investment Adviser Law Examination

2007-09-18
S63 Uniform Securities Agent State Law Examination

2006-05-11

Other Names

Nicholas Roedl

View on SEC IAPD

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