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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2019-11-07
TX RA APPROVED_RES 2019-10-25
  • NV RA
    APPROVED
    Since 2019-11-07
  • TX RA
    APPROVED_RES
    Since 2019-10-25

Branch Locations

Henderson, NV • United States

2495 Village View Dr Ste 200, Henderson, NV 89074 • United States

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2006 10/2019
Ameriprise Financial Services Inc Henderson NV 10/2019 03/2020
Ameriprise Financial Services, Llc Henderson NV 03/2020 Present
Previous Registrations
  • 2007-01-19 → 2019-10-30
    Henderson, NV
    Henderson, NV
    Henderson, NV
    St Louis, MO
Other Businesses

Board of Directors; Rotary Club of Green Valley Board of Directors; At Large Member/Membership Director; 10624 S Eastern Ave, A7, Henderson, NV, 89052; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-12
S63 Uniform Securities Agent State Law Examination 2006-05-11
  • S66 Uniform Combined State Law Examination
    2007-01-12
  • S63 Uniform Securities Agent State Law Examination
    2006-05-11
Other Names
  • Mike Lloyd Peterson
  • Michael Peterson
  • Michael Lloyd Peterson

View on SEC IAPD

Other Firms

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