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Manoj Das

J.P. Morgan Securities LLC

Campbell, CA

San Jose, CA

CRD 6212351

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-05-23
TX RA APPROVED 2019-05-23
  • CA RA
    APPROVED
    Since 2019-05-23
  • TX RA
    APPROVED
    Since 2019-05-23

Branch Locations

1605 S. Winchester Blvd, Campbell, CA 95008 • United States

99 E San Fernando St, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Palo Alto CA 03/2016 05/2019
Wells Fargo Clearing Services, Llc Palo Alto CA 03/2016 05/2019
Jp Morgan Chase Bank, N.A. Palo Alto CA 05/2019 Present
Jpmorgan Securities, Llc Palo Alto CA 05/2019 Present
  • 03/2016 → 05/2019
    Wells Fargo Advisors, Llc
    Palo Alto, CA
  • 03/2016 → 05/2019
    Wells Fargo Clearing Services, Llc
    Palo Alto, CA
  • 05/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Palo Alto, CA
  • 05/2019 → Present
    Jpmorgan Securities, Llc
    Palo Alto, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
  • S66 Uniform Combined State Law Examination
    2014-08-29

View on SEC IAPD

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