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David Glenn Carlson

Sound Investment Management, LLC

Newport Beach, CA

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Current Employers
Sound Investment Management, Llc

620 Newport Center Drive Suite 1100, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-02
CA RA APPROVED 2019-01-18
  • TX RA
    APPROVED_RES
    Since 2021-02-02
  • CA RA
    APPROVED
    Since 2019-01-18

Branch Locations

620 Newport Center Drive Suite 1100, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Planners, Llc (Dba Christian Trustmaker) Irvine CA 01/2013 06/2024
Sound Investment Management, Llc Irvine CA 10/2018 Present
Forest Home Foundation Redlands CA 01/2007 01/2019
  • 01/2013 → 06/2024
    Legacy Planners, Llc (Dba Christian Trustmaker)
    Irvine, CA
  • 10/2018 → Present
    Sound Investment Management, Llc
    Irvine, CA
  • 01/2007 → 01/2019
    Forest Home Foundation
    Redlands, CA
Previous Registrations
  • 2006-06-26 → 2006-09-22
    Quest Capital Strategies, Inc.
    Laguna Hills, CA
    Redlands, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-24
  • S66 Uniform Combined State Law Examination
    2006-06-24
Designations
Other Names
  • David Carlson

View on SEC IAPD

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OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
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