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Carolyn R Barnaba

Key Investment Services LLC

Liverpool, NY

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-07
  • NY RA
    APPROVED
    Since 2024-02-07

Branch Locations

3935 Route 31, Liverpool, NY 13090 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Fulton NY 04/2001 08/2023
Key Investment Services Llc Camillus NY 06/2013 08/2023
Cuso Financial Services, Lp San Diego CA 09/2023 02/2024
Empower Federal Credit Union Syracuse NY 09/2023 02/2024
Key Investment Services Llc Brooklyn OH 02/2024 Present
Keybank Liverpool NY 02/2024 Present
  • 04/2001 → 08/2023
    Keybank
    Fulton, NY
  • 06/2013 → 08/2023
    Key Investment Services Llc
    Camillus, NY
  • 09/2023 → 02/2024
    Cuso Financial Services, Lp
    San Diego, CA
  • 09/2023 → 02/2024
    Empower Federal Credit Union
    Syracuse, NY
  • 02/2024 → Present
    Key Investment Services Llc
    Brooklyn, OH
  • 02/2024 → Present
    Keybank
    Liverpool, NY
Previous Registrations
  • 2023-09-19 → 2024-03-11
    Cuso Financial Services, L.P.
    Syracuse, NY
  • 2021-08-10 → 2023-08-21
    Key Investment Services Llc
    Camillus, NY
    Syracuse, NY
    Syracuse, NY
    Brooklyn, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-09
S63 Uniform Securities Agent State Law Examination 2017-10-02
  • S66 Uniform Combined State Law Examination
    2021-08-09
  • S63 Uniform Securities Agent State Law Examination
    2017-10-02
Other Names
  • Carolyn R Barnaba
  • Carolyn Renee Barnaba

View on SEC IAPD

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