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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-12
  • CT RA
    APPROVED
    Since 2022-04-12

Branch Locations

300 Atlantic St. Suite 130, Stamford, CT 06901-3514 • United States

11 South Main Street, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 07/2014 02/2017
Bank Of America, N.A. Hartford CT 08/2014 02/2017
Securities America, Inc. Glastonbury CT 01/2019 10/2021
Securities America Advisors Glastonbury CT 01/2019 10/2021
Td Ameritrade West Hartford CT 10/2021 12/2022
Bolden Rethis, Llc Glastonbury CT 11/2015 Present
Charles Schwab And Co., Inc. West Hartford CT 12/2022 Present
Charles Schwab Bank West Hartford CT 11/2023 Present
  • 07/2014 → 02/2017
    Hartford, CT
  • 08/2014 → 02/2017
    Bank Of America, N.A.
    Hartford, CT
  • 01/2019 → 10/2021
    Securities America, Inc.
    Glastonbury, CT
  • 01/2019 → 10/2021
    Securities America Advisors
    Glastonbury, CT
  • 10/2021 → 12/2022
    Td Ameritrade
    West Hartford, CT
  • 11/2015 → Present
    Bolden Rethis, Llc
    Glastonbury, CT
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    West Hartford, CT
  • 11/2023 → Present
    Charles Schwab Bank
    West Hartford, CT
Previous Registrations
  • 2021-11-16 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    West Hartford, CT
  • 2021-11-16 → 2022-10-14
    Td Ameritrade, Inc.
    West Hartford, CT
  • 2019-01-23 → 2021-11-08
    Securities America Advisors, Inc.
    Glastonbury, CT
  • 2014-07-28 → 2017-02-02
    Hartford, CT
    West Hartford, CT
    West Hartford, CT
    West Hartford, CT
  • 2013-08-27 → 2014-07-09
    New Haven, CT
Other Businesses

Name: Boldon Rethis LLC, Role: Member, Type: Real Estate, Start Date: 11/03/2015, Investment Related?: No, Address: 34 Clinton Street, Glastonbury, CT 06033, Number of Hours/Mo: 1, Duties: My duties are to deposit the rent checks and pay various taxes and utility bills as well as hire occasional contractors for repairs when they arise.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-27
  • S66 Uniform Combined State Law Examination
    2013-08-27

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