Andres Esteban Guzman

Employer firm

Portside Wealth Group, LLC CRD 325175

$1.43B regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 04/2022
  Charles Schwab Bank
  Los Angeles, CA
• 09/2014 → 04/2022
  Charles Schwab
  Los Angeles, CA
• 05/2022 → 06/2022
  Ed Moyzes
  Manhattan Beach, CA
• 06/2022 → 09/2022
  Ed Moyzes
  Manhattan Bch, CA
• 06/2022 → 09/2022
  Northwestern Mutual Investment Services Llc
  Manhattan Bch, CA
• 07/2022 → 09/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2023 → 04/2024
  Baker Tilly Wealth Management, Llc
  Irvine, CA
• 02/2023 → 04/2024
  Baker Tilly Capital, Llc
  Irvine, CA
• 02/2023 → 04/2024
  Baker Tilly Us, Llp
  Irvine, CA
• 10/2022 → 02/2023
  Unemployed
  Irvine, CA
• 07/2024 → Present
  Portside Wealth Group
  Provo, UT
• 07/2024 → Present
  Legacy Wealth Investment Counsel, Llc
  Newport Beach, CA

Previous Registrations

• 2023-02-08 → 2024-04-22
  Baker Tilly Wealth Management, Llc
  Irvine, CA
• 2022-06-29 → 2022-09-07
  Northwestern Mutual Investment Services, Llc
  Manhattan Bch, CA
• 2014-10-01 → 2022-05-21
  Charles Schwab & Co., Inc.
  Los Angeles, CA
  Glendale, CA
• 2013-08-24 → 2014-06-10
  Morgan Stanley
  Chicago, IL

Other Businesses

02 2023: Andres Guzman is separately licensed as an independent insurance agent California (License #: 0I84082) 3hrs a month for fixed life and health and annuity products. 07 2024: Legacy Wealth Investment Counsel, LLC: Member; DBA of Portside Wealth RIA activities.

Exams

• S66 Uniform Combined State Law Examination
  2013-08-23

Designations

• Certified Financial Planner

Other Names

• Andres Esteban Guzman