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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2020-04-20
ME RA APPROVED 2019-09-16
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2020-04-20
  • ME RA
    APPROVED
    Since 2019-09-16

Branch Locations

250 Delaware Avenue, Buffalo, NY 14202 • United States

400 Linden Oaks, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adpro Sports Buffalo NY 04/2016 11/2016
Scottrade Rochester NY 11/2016 02/2018
Td Ameritrade, Inc. Rochester NY 08/2019 Present
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 08/2019
Ubs Financial Services Inc Boston MA 09/2019 Present
  • 04/2016 → 11/2016
    Adpro Sports
    Buffalo, NY
  • 11/2016 → 02/2018
    Scottrade
    Rochester, NY
  • 08/2019 → Present
    Td Ameritrade, Inc.
    Rochester, NY
  • 02/2018 → 08/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 09/2019 → Present
    Boston, MA
Previous Registrations
  • 2018-02-27 → 2019-09-04
    Td Ameritrade, Inc.
    Pittsford, NY
  • 2018-02-26 → 2019-09-04
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Rochester, NY
  • 2017-04-04 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1) Name of Business: Lancaster Lacrosse LLC./ Address: United States./ Nature: Operating entity coaching and growing the game of lacrosse./ Role: Executive director./ Duty: Coordinating camps, clinics, and teams

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
  • S66 Uniform Combined State Law Examination
    2017-04-03
Other Names
  • Mike Vincent Messina
  • Michael Vincent Messina
  • Michael Messina

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